Thank You!
For Your Interest in Our Webinar Whistleblowing in 2016: A Practical Guide for Compliance Teams
ComplySci and ComplyPort along with Intersol Global were thrilled to have partnered for a webinar on Whistleblowing in 2016. The discussion aimed to give Compliance Managers a transatlantic perspective on the state of whistleblowing in 2016 and to share some insights on what the regulators are looking for and how compliance teams can respond.

The discussion included:
  • How MAR will affect whistleblowing and the practices surrounding it
  • UK vs. EU vs. US approach
  • The SEC stance
  • The FCA / PRA stance
  • Possible conflicts of interest
  • Case studies of the impact of whistleblowing on individuals and the firm
  • Clear guidance for compliance teams faced with a whistleblowing case 

We were thrilled to host our three expert speakers: Ronald Gould, Chairman, ComplySci Ltd., Paul Grainger, CEO, ComplyPort and Ian Hynes, CEO, Intersol Global.


Please fill out the form below to download the presentation slides
Recording

Slides