Political Contribution Verification

ComplySci’s Political Contribution Verification service helps Compliance Officers verify contributions and comply with pay-to-play regulationsand avoid any action by the SEC, FINRA and other regulators.

Your compliance team can also run one-off look-ups against the databases for additional testing.

Our service tracks employee contributions at the federalstate and municipal levels to help firms identify when their employees:

  • Fail to pre-clear contributions
  • Make prohibited contributions
  • Make contributions in amounts greater than permitted